NGEN Private Wealth Management is an advisory practice that services high net worth individuals and families. It offers an integrated financial planning and investment management service that takes into account the importance of preserving, growing and transferring wealth.
Our intention is to build very long-term relationships with our clients and being their financial partner in life’s journey. We start off with a comprehensive analysis of a client’s financial objectives, constraints and preferences. Investment, protection, inheritance and other financial strategies are designed in a bespoke manner keeping in mind client preferences and the fact that aspirations and objectives evolve over time.
Investment solutions typically form the core of our offering. Because of our experience in serving institutional clients we are able to apply advanced techniques that are typically employed by very large asset allocators. Alongside collectives we can offer bespoke equity and multi-asset class portfolios as well as private equity solutions.
We are an independent fiduciary that will always act in our clients’ best interest. Our sole objective is to preserve, grow and when the time comes manage transition of our clients’ wealth.
Our investment process is long-term and allows advisory as well as discretionary solutions depending on how active a role a client wants to play. Our investment solutions would typically involve a diversified multi-asset class core portfolio that focusses on preserving and growing wealth based on a client’s risk appetite and capacity for loss. One or more satellite portfolios can provide exposure to medium and long term themes without modifying the allocations in the core portfolios. Regular rebalancing combined with ex-ante risk management and ex-post risk attribution ensures that client portfolios are in line with individual client mandates.
We can help our clients plan for their retirement as well as leave a lasting legacy. The UK market has an extensive range of pension and non-pension products which can be utilised in retirement planning. We advise not only as to the most appropriate solutions for client needs but also how they should be structured to mitigate tax and maximise retirement income. We also help clients assess the level of tax attached to their estates and provide detailed planning to help mitigate the potential tax liability.
Our financial planning services include protection solutions that offer security to clients and their families. Life insurance, critical illness cover and income protection insurance are considered as part of protection planning. For business owners, business protection insurance policies such as key personnel protection and share protection are also considered.
The team at NGEN Private Wealth Management has extensive experience in providing financial planning and investment services to high net worth clients. It has two offices in the United Kingdom.
Neil is a partner at NGEN, and is responsible for investment management and corporate strategy. Before NGEN he was an Executive Director at Morgan Stanley in London from October 2006 to April 2013. In his last role as Portfolio Strategist he managed the signal analysis, optimisation and portfolio construction architecture that powers the investment product suite built around Morgan Stanley's research content. He was also a leading product architect in the Innovation Working Group that drives the development of discretionary PWM strategies within the EMEA region. Before joining Research, Neil was a portfolio manager at Morgan Stanley Investment Management, where his team managed $1.4 billion in open-ended funds and separately managed accounts. Prior to Morgan Stanley, Neil was a Vice president at Credit Suisse, where his responsibilities included the allocation of risk capital to hedge funds.
Neil holds an MSc in Mathematics and Finance from Imperial College and an MBA from The University of British Columbia.
Rebecca is a partner at NGEN, and is responsible for business development and corporate strategy. Before NGEN she was a director at Leonard Hull International Executive Search, where she specialised in boardroom appointments. Prior to that she was a founder director of Appoint Personnel Plc.
Rebecca has a Bachelor of Arts in Modern Languages, majoring in Italian and German, from Birmingham University. As part of this programme, she spent a year on an Erasmus exchange in Freiburg and Verona Universities. Rebecca is a highly acclaimed opera singer and has performed in major venues internationally.
Susie heads up the compliance function at NGEN Private Wealth Management, and is responsible for ensuring that regulatory obligations are met across the group.
She has over 20 years of experience in financial services compliance, previously holding the position of Strategic Compliance Director at SimplyBiz where she coordinated tailored compliance support for specialist firms under the Signature service. She has a diverse knowledge of financial services regulation, including direct FCA intervention, due to a broad range of technical roles with institutions such as Legal and General and Just, and supporting a multitude of small regulated firms throughout her career. She held senior roles with two networks, managing the supervisory teams; and developed and implemented a sector specific oversight and monitoring regime within top ten accountancy firm Smith and Williamson.
Graham is a financial adviser at NGEN Private Wealth Management and provides independent financial planning and investment advice. He started his career as a barrister and is a member of the Middle Temple, which is one of the four Inns of Court in England & Wales. Previously, he has worked for private banks such as Robert Fleming and Duncan Lawrie as well as smaller niche financial planning firms. In his last role he designed and managed a non-discretionary portfolio management service for wealth management clients.
Graham has over 30 years' experience in financial services. He has previously written articles in the Financial Times as well as specialist financial planning magazines. His areas of expertise include investment, retirement and estate planning.
Karen is a paraplanner at NGEN Private Wealth Management. She also heads up the paraplanning function within NGEN Financial Planning, a sister firm. Prior to this, she worked for Commercial Union and Scottish Mutual in a variety of financial services roles.
Karen has over 35 years' experience in financial services.
Nat is a financial adviser at NGEN Private Wealth Management and heads our Nottingham office. Prior to merging his practice Corporate Wealth into NGEN in 2021, Nat held a number of senior positions within the financial services industry which include Senior Group Manager of Allied Dunbar, Group Managing Director of UKIFA and The Arden Court Group, Deputy CEO at Berry Birch and Noble and Managing Director of Friar Court Financial Services. During this period he also provided a wealth management service to his personal portfolio of high-net-worth individuals, professionals and owners of small and medium-sized enterprises. Nat joined the financial services industry in 1974 after spending the first 5 years of his career in the medical field.
Nat has over 47 years' experience in financial services. His areas of expertise include corporate and personal financial planning, corporate protection and pensions as well as personal investments, retirement and protection advice. Over the years he has been instrumental in recruiting and developing many senior financial planners. Nat is a keen golfer and spends much of his spare time raising funds for charitable causes.
David is a Research Analyst at NGEN Private Wealth Management and provides fund research and fund suitability reports. He also does paraplanning work for clients and assists advisers with setting up and allocating client capital to NGEN investment strategies. Previously he has worked with Lloyds Bank, Barclays and NatWest as an investment adviser for high-net-worth individuals. David has also worked in the areas of compliance and training.
David has over 30 years' experience in financial services and holds a Financial Planning Certificate and a Diploma in Financial Services.
Anne is an administrator within NGEN Private Wealth Management. She provides a full administration service to the Nottingham office. Previously she worked for Halifax and Aviva plc.
Anne has over 40 years' experience in financial services.
50 South Molton Street
London W1K 5SB
+44 20 3709 7045
11 Clarendon Street
Nottingham, East Midlands NG1 5HR
+44 115 704 3434